NOVARTIS A G

CUSIP: 66987V10 Class: SPONSORED ADR

INGALLS & SNYDER LLC's Holding History (CIK: 0001041885)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 40,963 Value ($000) $2,967 Avg Close — Range —
Q4 2015
Shares 38,599 Value ($000) $3,321 Avg Close — Range —
Q3 2015
Shares 38,959 Value ($000) $3,581 Avg Close — Range —
Q2 2015
Shares 38,984 Value ($000) $3,833 Avg Close — Range —
Q1 2015
Shares 38,919 Value ($000) $3,837 Avg Close — Range —
Q4 2014
Shares 39,094 Value ($000) $3,622 Avg Close — Range —
Q3 2014
Shares 39,194 Value ($000) $3,689 Avg Close — Range —
Q2 2014
Shares 39,974 Value ($000) $3,618 Avg Close — Range —
Q1 2014
Shares 39,624 Value ($000) $3,368 Avg Close — Range —
Q4 2013
Shares 38,959 Value ($000) $3,131 Avg Close — Range —
Q3 2013
Shares 38,159 Value ($000) $2,927 Avg Close — Range —
Q2 2013
Shares 38,379 Value ($000) $2,713 Avg Close — Range —